Browse MBAs SECTION 14: Business Ethics, Governance & CSR

The Compliance Program Designer

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The Compliance Program Designer

Design a compliance program proportionate to this business's risks.

The business: [SIZE, INDUSTRY, JURISDICTIONS]
The key regulatory/legal risks: [DESCRIBE OR "HELP ME IDENTIFY"]

Provide:
1. The main compliance obligations for a business like this (flagging
   what needs legal confirmation)
2. The policies, training, and controls proportionate to the risks
3. How to build compliance into workflow rather than bolting it on
4. Monitoring and how to catch problems early
5. How to create a culture where compliance is owned, not resented

Keep it proportionate — over-engineered compliance gets ignored;
under-built compliance gets you sued. Mark everything for legal
verification.

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